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AARON ELSWORTH TOWNS
CRD#: 2953845
IA
B
WELLS FARGO ADVISORSCRD#: 19616 300 S MAIN
WICHITA, KS 67202
WICHITA, KS 67202
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Disclosures
27
Years of Experience
View By:
State Registrations
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Arizona 10/26/2022
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Kentucky 10/26/2022
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Arkansas 10/26/2022
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North Carolina 10/26/2022
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California 10/26/2022
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Ohio 10/26/2022
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Colorado 10/26/2022
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Oklahoma 10/26/2022
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Connecticut 10/26/2022
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Oregon 10/26/2022
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Florida 6/12/2024
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South Dakota 10/26/2022
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Georgia 10/26/2022
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Tennessee 11/26/2024
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Illinois 10/26/2022
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Texas 10/26/2022
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Kansas 10/26/2022
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Washington 10/26/2022
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Kansas 10/26/2022
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Wisconsin 10/26/2022
SRO Registrations
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Registered with this firm since 10/26/2022
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Registered with this firm since 10/26/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/20/2009 - 10/28/2022 | WICHITA, KS | |
B | 03/20/2009 - 10/28/2022 | WICHITA, KS | |
IA | 01/01/2008 - 03/24/2009 | WICHITA, KS | |
B | 01/01/2008 - 03/24/2009 | WICHITA, KS | |
B | 01/08/1999 - 01/03/2008 | WICHITA, KS | |
IA | 12/16/1999 - 01/01/2008 | WICHITA, KS | |
B | 10/28/1997 - 01/19/1999 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.