• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ARI MATTHEW LITVIN
ARI M LITVIN
CRD#: 2953820
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5613 DTC PKWY
STE 1000
GREENWOOD VILLAGE, CO 80111
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (<1 year)2 FIRMS2004 - 2007 (3 years)2 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2019 (11 years)2 FIRMS2019 - 2022 (2 years)2 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2002 - 2003 (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1999 - 2002 (3 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Alabama 5/11/2023

B
Montana 5/11/2023

B
Alaska 5/11/2023

B
Nebraska 5/11/2023

B
Arizona 5/11/2023

B
Nevada 5/11/2023

B
Arkansas 5/11/2023

B
New Hampshire 5/11/2023

B
California 5/11/2023

B
New Jersey 5/11/2023

IA
California 5/12/2023

B
New Mexico 5/11/2023

B
Colorado 5/11/2023

B
New York 8/22/2024

IA
Colorado 5/11/2023

B
North Carolina 5/11/2023

B
Connecticut 5/11/2023

B
North Dakota 5/11/2023

B
Delaware 5/11/2023

B
Ohio 5/11/2023

B
District of Columbia 5/11/2023

B
Oklahoma 5/15/2023

B
Florida 5/11/2023

B
Oregon 5/11/2023

B
Georgia 5/15/2023

B
Pennsylvania 5/11/2023

B
Hawaii 5/15/2023

B
Puerto Rico 5/11/2023

B
Idaho 5/11/2023

B
Rhode Island 5/11/2023

B
Illinois 5/15/2023

B
South Carolina 5/11/2023

B
Indiana 5/11/2023

B
South Dakota 5/11/2023

B
Iowa 5/11/2023

B
Tennessee 5/12/2023

B
Kansas 5/11/2023

B
Texas 5/11/2023

B
Kentucky 5/11/2023

B
Utah 5/11/2023

B
Louisiana 5/11/2023

B
Vermont 5/11/2023

B
Maine 5/11/2023

B
Virgin Islands 5/11/2023

B
Maryland 5/11/2023

B
Virginia 5/11/2023

B
Massachusetts 5/12/2023

B
Washington 5/11/2023

B
Michigan 5/11/2023

B
West Virginia 5/11/2023

B
Minnesota 5/16/2023

B
Wisconsin 5/11/2023

B
Mississippi 5/11/2023

B
Wyoming 5/11/2023

B
Missouri 5/11/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5613 DTC PKWY STE 1000, GREENWOOD VILLAGE, CO 80111
Registered with this firm since 5/11/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5613 DTC PKWY STE 1000, GREENWOOD VILLAGE, CO 80111
Registered with this firm since 5/11/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/12/2022 - 05/03/2023 RBC CAPITAL MARKETS, LLC (CRD#:31194) LA JOLLA, CA
B
07/12/2022 - 05/03/2023 RBC CAPITAL MARKETS, LLC (CRD#:31194) LA JOLLA, CA
IA
08/27/2019 - 07/26/2022 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) DENVER, CO
B
08/27/2019 - 07/26/2022 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) DENVER, CO
IA
03/06/2008 - 08/29/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MEMPHIS, TN
B
03/06/2008 - 08/29/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MEMPHIS, TN
IA
04/02/2007 - 03/07/2008 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) TORRANCE, CA
B
04/02/2007 - 03/07/2008 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) TORRANCE, CA
IA
04/27/2004 - 04/02/2007 MORGAN STANLEY (CRD#:7556) TORRANCE, CA
B
04/27/2004 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) TORRANCE, CA
IA
06/05/2003 - 02/06/2004 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) DENVER, CO
B
06/09/2003 - 02/06/2004 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) CARPINTERIA, CA
IA
01/13/2003 - 03/21/2003 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) DENVER, CO
B
05/29/2002 - 03/21/2003 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
01/05/1999 - 04/26/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.