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Scott R Martin
SCOTT R MARTIN, SCOTT RYAN MARTIN
CRD#: 2952473
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 15375 MEMORIAL DR
HOUSTON, TX 77079
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 2004 (6 years)2 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2010 (5 years)2 FIRMS2010 - Present (14 years)
License(s)

State Registrations

B
Alabama 11/8/2021

B
Missouri 9/4/2019

B
Alaska 10/7/2016

B
Montana 11/22/2019

B
Arizona 2/26/2013

B
Nebraska 7/30/2010

B
California 7/28/2011

B
New Jersey 9/4/2019

B
Colorado 1/9/2013

B
New York 7/9/2018

B
Connecticut 1/15/2013

B
North Carolina 10/24/2011

B
Florida 1/15/2013

B
Ohio 1/15/2013

B
Georgia 8/30/2021

B
Oklahoma 1/15/2013

B
Hawaii 1/3/2020

B
Oregon 3/29/2022

B
Indiana 7/14/2021

B
Pennsylvania 1/15/2013

B
Iowa 9/3/2014

B
South Carolina 10/7/2010

B
Louisiana 12/13/2011

B
Tennessee 4/19/2013

B
Maine 1/15/2013

B
Texas 7/30/2010

B
Maryland 11/2/2012

IA
Texas 7/30/2010

B
Massachusetts 1/15/2013

B
Virginia 1/9/2013

B
Mississippi 6/16/2014

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
15375 MEMORIAL DR, HOUSTON, TX 77079
Registered with this firm since 7/30/2010

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
15375 MEMORIAL DR, HOUSTON, TX 77079
Registered with this firm since 7/30/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/10/2004 - 08/09/2010 STRATEGIC ADVISERS, INC. (CRD#:104555) HOUSTON, TX
B
09/03/2004 - 08/06/2010 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) HOUSTON, TX
IA
03/24/2004 - 08/10/2004 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) HOUSTON, TX
B
03/24/2004 - 08/10/2004 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
IA
11/07/1997 - 03/22/2004 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) HOUSTON, TX
B
11/04/1997 - 03/22/2004 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.