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Detailed Report
NAJLA HISHAM AREKAT
NAJLA H AREKAT
CRD#: 2951380
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8601 N SCOTTSDALE RD STE 100
[VA-RBO]
SCOTTSDALE, AZ 85253
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2003 (<1 year)2 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2005 (<1 year)2 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - 2008 (1 year)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2013 (1 year)2 FIRMS2014 - 2015 (<1 year)2 FIRMS2016 - 2019 (2 years)2 FIRMS2019 - Present (6 years)BU.S. FINANCIAL INVESTMENTS, INC. (CRD# 120804)2013 - 2014 (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1999 - 2002 (3 years)IAADL GLOBAL CAPITAL (CRD# 173489)2015 - 2016 (1 year)
License(s)

State Registrations

B
Arizona 3/29/2019
B
Nevada 3/29/2019
IA
Arizona 4/4/2019
B
New Mexico 3/15/2023
B
California 3/29/2019
B
New York 10/8/2020
B
Colorado 3/29/2019
B
North Dakota 10/21/2022
B
Delaware 3/29/2019
B
Oregon 3/29/2019
B
Idaho 3/29/2019
B
South Dakota 10/21/2022
B
Illinois 3/29/2019
B
Tennessee 4/27/2023
B
Kansas 11/20/2019
B
Texas 3/29/2019
IA
Kansas 11/26/2019
IA
Texas 4/1/2019
B
Massachusetts 4/29/2022
B
Washington 3/29/2019
B
Minnesota 5/6/2022
B
Wisconsin 7/12/2019
B
Missouri 2/6/2020
B
Wyoming 9/11/2024
B
Nebraska 1/15/2020

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8601 N SCOTTSDALE RD STE 100 [VA-RBO], SCOTTSDALE, AZ 85253
Registered with this firm since 4/1/2019
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8601 N SCOTTSDALE RD STE 100 [VA-RBO], SCOTTSDALE, AZ 85253
Registered with this firm since 3/29/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/14/2016 - 03/29/2019 BBVA WEALTH SOLUTIONS INC. (CRD#:110476) Scottsdale, AZ
B
 08/18/2016 - 03/29/2019 BBVA SECURITIES INC. (CRD#:27060) SCOTTSDALE, AZ
IA
 02/04/2015 - 04/19/2016 ADL GLOBAL CAPITAL (CRD#:173489) SCOTTSDALE, AZ
IA
 05/13/2014 - 02/23/2015 VANDERBILT ADVISORY SERVICES (CRD#:116537) WOODBURY, NY
B
 04/09/2014 - 02/23/2015 VANDERBILT SECURITIES, LLC (CRD#:5953) WOODBURY, NY
B
 07/19/2013 - 02/28/2014 U.S. FINANCIAL INVESTMENTS, INC. (CRD#:120804) NEW YORK, NY
IA
 05/03/2012 - 07/25/2013 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) SCOTTSDALE, AZ
B
 04/26/2012 - 07/25/2013 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) SCOTTSDALE, AZ
IA
 03/04/2009 - 04/03/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PHOENIX, AZ
B
 02/19/2009 - 04/03/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PHOENIX, AZ
IA
 10/31/2006 - 04/01/2008 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PHOENIX, AZ
B
 10/23/2006 - 04/01/2008 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PHOENIX, AZ
IA
 10/12/2005 - 10/16/2006 CHARLES SCHWAB & CO., INC. (CRD#:5393) SUNNYVALE, CA
B
 09/29/2005 - 10/16/2006 CHARLES SCHWAB & CO., INC. (CRD#:5393) SUNNYVALE, CA
IA
 12/18/2004 - 09/19/2005 GLOBAL CROWN CAPITAL, LLC (CRD#:16761) SAN FRANCISCO, CA
B
 12/18/2004 - 09/19/2005 GLOBAL CROWN CAPITAL, LLC (CRD#:16761)
FINRA expelled the firm on 03/16/2010
SAN FRANCISCO, CA
IA
 07/12/2004 - 12/10/2004 FAHNESTOCK ASSET MANAGEMENT (CRD#:249) SAN FRANCISCO, CA
B
 07/12/2004 - 12/10/2004 OPPENHEIMER & CO. INC. (CRD#:249) NEW YORK, NY
IA
 06/25/2003 - 07/16/2004 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) SAN JOSE, CA
B
 06/11/2003 - 07/16/2004 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 01/29/2003 - 03/20/2003 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 01/29/2003 - 03/20/2003 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 10/11/1999 - 12/31/2002 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.