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PETER BRENDON PRINCI
CRD#: 2951200
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 28 State Street 26Th Floor
Boston, MA 02109
Registration History
20002002200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2014 - Present (10 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2009 (9 years)
Disclosure(s)
View By:
4/26/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 11/17/2022

B
Montana 1/16/2025

B
Arizona 8/19/2013

B
Nevada 1/10/2017

B
California 6/1/2009

B
New Hampshire 6/1/2009

B
Colorado 6/1/2009

B
New Jersey 6/1/2009

B
Connecticut 6/1/2009

B
New York 6/1/2009

B
Delaware 12/1/2015

B
North Carolina 6/1/2009

B
District of Columbia 11/17/2009

B
Ohio 6/1/2009

B
Florida 6/1/2009

B
Oregon 1/7/2022

B
Georgia 6/1/2009

B
Pennsylvania 6/1/2009

B
Hawaii 1/16/2025

B
Rhode Island 1/12/2015

B
Idaho 9/23/2014

B
South Carolina 6/1/2015

B
Illinois 6/1/2009

B
Tennessee 9/6/2017

B
Kansas 10/30/2020

B
Texas 6/1/2009

B
Louisiana 3/4/2021

IA
Texas 3/3/2014

B
Maine 6/1/2009

B
Utah 1/28/2016

B
Maryland 6/1/2009

B
Vermont 6/1/2009

B
Massachusetts 6/1/2009

B
Virginia 6/1/2009

B
Michigan 1/12/2010

B
Washington 6/1/2009

B
Minnesota 4/22/2020

B
Wyoming 3/8/2024

B
Missouri 6/1/2009

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
28 State Street 26Th Floor, Boston, MA 02109
Registered with this firm since 3/3/2014

B
MORGAN STANLEY (CRD#:149777)
28 State Street 26Th Floor, Boston, MA 02109
Registered with this firm since 6/1/2009

Previous Registration(s)
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B
10/04/1999 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOSTON, MA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.