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Detailed Report
MICHAEL J WEISS
MICHAEL JOSEPH WEISS
CRD#: 2949366
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 52 FOREST AVE
PARAMUS, NJ 07652
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 1998 (<1 year)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2005 - Present (20 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2004 - Present (20 years)BKAUPTHING SECURITIES, INC. (CRD# 104429)2002 - 2004 (2 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1998 - 2001 (3 years)
License(s)

State Registrations

B
Arizona 6/10/2014
B
New Jersey 8/17/2004
B
California 5/15/2017
IA
New Jersey 1/14/2005
IA
California 6/26/2020
B
New York 8/17/2004
B
Colorado 10/17/2006
IA
New York 4/16/2021
IA
Colorado 11/8/2006
B
North Carolina 12/23/2011
B
Connecticut 8/17/2004
IA
North Carolina 8/21/2020
IA
Connecticut 1/14/2005
B
Pennsylvania 3/3/2006
B
Delaware 12/1/2017
IA
Pennsylvania 4/1/2011
B
Florida 3/31/2009
B
South Carolina 10/31/2024
IA
Florida 1/21/2015
IA
South Carolina 10/31/2024
B
Georgia 3/12/2014
B
Tennessee 7/8/2020
B
Illinois 6/22/2020
B
Texas 1/8/2015
IA
Illinois 6/26/2020
IA
Texas 9/22/2021
B
Massachusetts 9/20/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
52 FOREST AVE, PARAMUS, NJ 07652
Registered with this firm since 1/14/2005
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
52 FOREST AVE, PARAMUS, NJ 07652
Registered with this firm since 8/17/2004
Previous Registration(s)
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B
 04/25/2002 - 07/08/2004 KAUPTHING SECURITIES, INC. (CRD#:104429) NEW YORK CITY, NY
B
 06/24/1998 - 11/12/2001 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
B
 12/08/1997 - 05/27/1998 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 12/01/1997 - 05/27/1998 SALOMON BROTHERS INC. (CRD#:740) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.