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RICHARD CECCHI
CRD#: 2947705
IA
Investment Adviser
B
Broker
VERITY ASSET MANAGEMENTCRD#: 158667 3075 VETERANS MEMORIAL HWY
STE 130
RONKONKOMA, NY 11779-7600
VERITY INVESTMENTS, INC.CRD#: 41527 3075 Veterans Memorial Highway
Suite 130
Ronkonkoma, NY 11779
Registration History
199820002002200420062008201020122014201620182020202220242026IAVERITY ASSET MANAGEMENT (CRD# 158667)2021 - Present (3 years)BVERITY INVESTMENTS, INC. (CRD# 41527)2020 - Present (4 years)BPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2014 - 2020 (5 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2013 - 2014 (<1 year)BPRIME CAPITAL SERVICES, INC. (CRD# 18334)1997 - 2013 (16 years)
License(s)

State Registrations

B
California 10/13/2020

B
New Jersey 10/13/2020

B
Connecticut 11/29/2022

B
New York 9/2/2020

B
Florida 10/13/2020

IA
New York 3/30/2021

B
Georgia 10/13/2020

B
North Carolina 10/13/2020

B
Nebraska 11/29/2021

IA
Texas 10/20/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VERITY ASSET MANAGEMENT (CRD#:158667)
3075 VETERANS MEMORIAL HWY STE 130, RONKONKOMA, NY 11779-7600
Registered with this firm since 3/30/2021

B
VERITY INVESTMENTS, INC. (CRD#:41527)
3075 Veterans Memorial Highway Suite 130, Ronkonkoma, NY 11779
Registered with this firm since 9/2/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/19/2014 - 09/03/2020 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) FARMINGVILLE, NY
B
11/22/2013 - 10/15/2014 NATIONAL SECURITIES CORPORATION (CRD#:7569) BOCA RATON, FL
B
11/12/1997 - 11/22/2013 PRIME CAPITAL SERVICES, INC. (CRD#:18334) POUGHKEEPSIE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.