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Thomas Bussone
THOMAS BUSSONE III
CRD#: 2947369
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 125 HIGH STREET
BOSTON, MA 02110
Registration History
201220142016201820202022202420262 FIRMS2022 - Present (2 years)IAINVESTMENT PROFESSIONALS, INC. (CRD# 30184)2013 - 2016 (3 years)IAEASTERN INVESTMENT ADVISORS, INC. (CRD# 148101)2011 - 2011 (<1 year)
License(s)

State Registrations

B
Arizona 8/24/2022

B
Missouri 8/24/2022

B
California 8/24/2022

B
Nevada 8/24/2022

B
Colorado 8/24/2022

B
New Hampshire 8/24/2022

B
Connecticut 8/24/2022

B
New Jersey 8/24/2022

B
District of Columbia 8/24/2022

B
New York 8/24/2022

B
Florida 8/24/2022

B
Ohio 8/26/2022

B
Georgia 8/24/2022

B
Rhode Island 8/24/2022

B
Hawaii 8/24/2022

B
Texas 8/24/2022

B
Illinois 8/24/2022

IA
Texas 8/24/2022

B
Louisiana 8/24/2022

B
Vermont 8/24/2022

B
Maine 8/24/2022

B
Virginia 8/24/2022

B
Maryland 8/24/2022

B
Washington 8/24/2022

B
Massachusetts 8/22/2022

B
Wisconsin 8/24/2022

B
Michigan 8/24/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
125 HIGH STREET, BOSTON, MA 02110
Registered with this firm since 8/24/2022

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
125 HIGH STREET, BOSTON, MA 02110
Registered with this firm since 6/14/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/03/2013 - 06/28/2016 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) BOSTON, MA
IA
03/03/2011 - 12/31/2011 EASTERN INVESTMENT ADVISORS, INC. (CRD#:148101) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.