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KEVIN PATRICK VAILLANCOURT
CRD#: 2947318
IA
B
ANCORA RETIREMENT PLAN ADVISORS, LLCCRD#: 31256 6060 PARKLAND
SUITE 200
CLEVELAND, OH 44124
SUITE 200
CLEVELAND, OH 44124
INVERNESS SECURITIES, LLCCRD#: 129914 6060 PARKLAND BLVD
STE 200
CLEVELAND, OH 44124
STE 200
CLEVELAND, OH 44124
0
Disclosures
24
Years of Experience
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State Registrations
B
Ohio 3/31/2020
IA
Ohio 3/4/2024
SRO Registrations
B
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IA
Registered with this firm since 3/4/2024
B
Registered with this firm since 3/31/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/19/2018 - 02/03/2020 | CLEVELAND, OH | |
IA | 11/28/2017 - 12/31/2018 | AKRON, OH | |
B | 12/02/2016 - 04/28/2017 | PHILADELPHIA, PA | |
B | 01/28/1999 - 01/11/2016 | SMITHFIELD, RI | |
B | 08/12/1998 - 01/21/1999 | CHARLOTTE, NC |
SMITHFIELD, RI
01/28/1999 - 01/11/2016
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.