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Amber Marie Emmerson
CRD#: 2947073
IA
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GROVE POINT ADVISORS, LLCCRD#: 313171 100 North Barranca Avenue
Suite 960
West Covina, CA 91791
Suite 960
West Covina, CA 91791
GROVE POINT INVESTMENTS, LLCCRD#: 1763 100 N Barranca Av
Ste 960
West Covina, CA 91791
Ste 960
West Covina, CA 91791
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Disclosures
20
Years of Experience
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State Registrations
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Arizona 4/23/2013
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Idaho 1/7/2019
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California 2/21/2007
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Texas 6/14/2023
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California 4/1/2021
SRO Registrations
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Registered with this firm since 4/1/2021
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Registered with this firm since 2/21/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/03/2005 - 12/31/2023 | West Covina, CA | |
IA | 02/22/2007 - 04/01/2021 | WEST COVINA, CA | |
IA | 03/10/2006 - 11/30/2007 | LONG BEACH, CA |
LONG BEACH, CA
03/10/2006 - 11/30/2007
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.