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BRIAN TIMOTHY FARRIS
CRD#: 2946903
IA
Investment Adviser
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Previous Broker
FINANCIAL DESIGN GROUP, LLCCRD#: 316103 12110 PORT GRACE BOULEVARD
SUITE 200
LAVISTA, NE 68128
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2011 (3 years)2 FIRMS2011 - 2022 (11 years)IAFINANCIAL DESIGN GROUP, LLC (CRD# 316103)2022 - Present (2 years)BLINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)1997 - 2007 (9 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)1997 - 2006 (8 years)IALINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)1998 - 2007 (9 years)
Disclosure(s)
View By:
12/17/2008
Customer Dispute
Denied
License(s)

State Registrations

IA
Iowa 4/18/2022

IA
Texas 7/7/2022

IA
Nebraska 4/18/2022

Current Registration(s)
IA
FINANCIAL DESIGN GROUP, LLC (CRD#:316103)
12110 PORT GRACE BOULEVARD SUITE 200, LAVISTA, NE 68128
Registered with this firm since 4/18/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/18/2011 - 07/18/2022 CETERA ADVISORS LLC (CRD#:10299) OMAHA, NE
B
02/15/2011 - 07/18/2022 CETERA ADVISORS LLC (CRD#:10299) OMAHA, NE
IA
09/07/2007 - 02/11/2011 QA3 FINANCIAL LLC (CRD#:104957) OMAHA, NE
B
08/30/2007 - 02/11/2011 QA3 FINANCIAL CORP. (CRD#:14754) OMAHA, NE
IA
01/30/1998 - 08/31/2007 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) OMAHA, NE
B
11/06/1997 - 08/31/2007 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) OMAHA, NE
B
11/06/1997 - 04/04/2006 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.