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Imelda Patricia Renteria
IMELDA PATRICIA MCGOVERN
CRD#: 2946854
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1610 ARDEN WAY
SACRAMENTO, CA 95815
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2014 - 2014 (<1 year)2 FIRMS2015 - 2015 (<1 year)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - Present (7 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2001 - 2011 (9 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2000 - 2001 (<1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2000 - 2000 (<1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)1999 - 2000 (1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)1998 - 1999 (1 year)BEVEREN SECURITIES, INC. (CRD# 19616)1998 - 1998 (<1 year)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2012 - 2012 (<1 year)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2002 - 2011 (9 years)
License(s)

State Registrations

B
California 8/31/2017

IA
California 8/31/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1610 ARDEN WAY, SACRAMENTO, CA 95815
Registered with this firm since 8/31/2017

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1610 ARDEN WAY, SACRAMENTO, CA 95815
Registered with this firm since 8/31/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/04/2015 - 03/21/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN DIEGO, CA
B
03/03/2015 - 03/21/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN DIEGO, CA
IA
01/16/2015 - 09/29/2015 THE RETIREMENT GROUP, LLC (CRD#:148296) SAN DIEGO, CA
B
01/06/2015 - 03/19/2015 FSC SECURITIES CORPORATION (CRD#:7461) SAN DIEGO, CA
IA
08/28/2014 - 11/12/2014 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) SAN DIEGO, CA
B
08/28/2014 - 11/12/2014 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) SAN DIEGO, CA
IA
01/24/2012 - 09/12/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) DOTHAN, AL
B
01/03/2011 - 09/12/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) DOTHAN, AL
IA
01/03/2011 - 01/23/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) DOTHAN, AL
IA
01/29/2002 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) FOLSOM, CA
B
07/23/2001 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) OAKLAND, CA
B
11/16/2000 - 07/03/2001 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
07/10/2000 - 11/16/2000 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
06/24/1999 - 06/12/2000 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
05/16/1998 - 07/29/1999 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
01/22/1998 - 03/20/1998 EVEREN SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
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B
Broker
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Investment Adviser
Disclosures
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