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Detailed Report
KATHERINE RENEE RHODES
CRD#: 2946667
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 101 West Big Beaver Road
Suite 1200
Troy, MI 48084
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2010 - Present (14 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2010 (5 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1998 - 2004 (6 years)BRONEY & CO. (CRD# 45091)1998 - 1999 (1 year)BRONEY & CO. L.L.C. (CRD# 900)1997 - 1998 (<1 year)
License(s)

State Registrations

B
Alabama 2/7/2011
B
Minnesota 2/7/2011
B
Arizona 2/7/2011
B
Missouri 2/7/2011
B
California 2/7/2011
B
Nevada 1/6/2016
B
Colorado 2/7/2011
B
New Jersey 2/7/2011
B
District of Columbia 5/5/2016
B
New York 2/7/2011
B
Florida 2/7/2011
B
North Carolina 2/7/2011
B
Georgia 2/7/2011
B
Ohio 2/8/2011
B
Illinois 2/7/2011
B
Oklahoma 1/3/2013
B
Indiana 12/4/2013
B
Pennsylvania 2/7/2011
B
Iowa 12/3/2024
B
South Carolina 2/7/2011
B
Kansas 12/10/2021
B
Tennessee 2/7/2011
B
Kentucky 2/7/2011
B
Texas 2/7/2011
B
Louisiana 10/18/2017
IA
Texas 2/16/2011
B
Maine 10/27/2023
B
Virginia 2/7/2011
B
Massachusetts 2/7/2011
B
Washington 9/1/2016
B
Michigan 2/23/2010
B
Wisconsin 3/31/2011
IA
Michigan 10/20/2010
B
Wyoming 5/9/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
101 West Big Beaver Road Suite 1200, Troy, MI 48084
Registered with this firm since 10/20/2010
B
MORGAN STANLEY (CRD#:149777)
101 West Big Beaver Road Suite 1200, Troy, MI 48084
Registered with this firm since 2/23/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 08/04/2004 - 02/23/2010 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TROY, MI
B
 06/16/1998 - 08/17/2004 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
 05/11/1998 - 09/25/1999 RONEY & CO. (CRD#:45091) DETROIT, MI
B
 11/24/1997 - 05/11/1998 RONEY & CO. L.L.C. (CRD#:900) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.