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Detailed Report
VICKY HUNG RANGSUEBSIN
VICKY WAI KAY HUNG, VICKY WAIKAY HUNG
CRD#: 2946572
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 99 S Lake Ave Ste 500
Pasadena, CA 91101
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - Present (25 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1999 - 2006 (7 years)BWMA SECURITIES, INC. (CRD# 32625)1997 - 1998 (1 year)
Disclosure(s)
View By:
9/18/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 7/25/2011
B
Nevada 1/11/2018
B
California 11/5/1998
B
New York 6/2/2003
IA
California 5/20/1999
B
Oregon 8/11/2023
B
Colorado 6/16/2017
B
Tennessee 1/3/2014
B
Florida 7/12/2012
B
Texas 6/16/2017
B
Georgia 10/31/2018
IA
Texas 6/19/2017
B
Michigan 1/8/2009
B
Virginia 1/17/2025
B
Missouri 4/3/2025
B
Washington 8/30/2005

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
99 S Lake Ave Ste 500, Pasadena, CA 91101
Arcadia, CA
Registered with this firm since 5/20/1999
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
99 S Lake Ave Ste 500, Pasadena, CA 91101
Arcadia, CA
Registered with this firm since 1/21/1999
Previous Registration(s)
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B
 01/21/1999 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 09/29/1997 - 10/15/1998 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.