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Detailed Report
CARL BRIAN COOLIDGE
CRD#: 2945974
IA
Investment Adviser
B
Broker
NEWEDGE ADVISORSCRD#: 171351 2467 Demere Rd.
St. Simons Island, GA 31522
LPL FINANCIAL LLCCRD#: 6413 2467 DEMERE RD
ST. SIMONS ISLAND, GA 31522
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2023 (20 years)2 FIRMS2023 - Present (1 year)BAXA ADVISORS, LLC (CRD# 6627)1997 - 2003 (5 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1997 - 2000 (2 years)
License(s)

State Registrations

B
Alabama 11/7/2023
B
New York 10/31/2023
B
Arkansas 10/31/2023
B
North Carolina 10/31/2023
B
California 10/31/2023
B
North Dakota 12/8/2023
B
Colorado 10/31/2023
B
Ohio 12/11/2023
B
Florida 10/31/2023
B
Oklahoma 10/31/2023
B
Georgia 10/31/2023
B
Pennsylvania 10/31/2023
IA
Georgia 11/2/2023
B
South Carolina 10/31/2023
B
Louisiana 10/31/2023
B
Tennessee 10/31/2023
IA
Louisiana 12/11/2024
B
Texas 10/31/2023
B
Massachusetts 12/8/2023
IA
Texas 11/13/2024
B
Michigan 12/8/2023
B
Utah 10/31/2023
B
New Hampshire 5/21/2024
B
Virginia 12/8/2023
B
New Jersey 12/19/2023
B
Washington 10/31/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEWEDGE ADVISORS (CRD#:171351)
2467 Demere Rd., St. Simons Island, GA 31522
Registered with this firm since 11/2/2023
B
LPL FINANCIAL LLC (CRD#:6413)
2467 DEMERE RD, ST. SIMONS ISLAND, GA 31522
Registered with this firm since 10/31/2023
Previous Registration(s)
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IA
 02/13/2003 - 11/01/2023 MML INVESTORS SERVICES, LLC (CRD#:10409) St. Simons Island, GA
B
 01/10/2003 - 11/01/2023 MML INVESTORS SERVICES, LLC (CRD#:10409) St. Simons Island, GA
B
 10/06/1997 - 01/08/2003 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
 10/06/1997 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.