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Detailed Report
JEREMY MORRIS FINGER
CRD#: 2945379
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Investment Adviser
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Previous Broker
RIVERBEND WEALTH MANAGEMENT, LLCCRD#: 302031 1341 44TH AVENUE NORTH
SUITE 102
MYRTLE BEACH, SC 29577
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2012 (10 years)2 FIRMS2012 - 2019 (7 years)IARIVERBEND WEALTH MANAGEMENT, LLC (CRD# 302031)2024 - Present (<1 year)BWACHOVIA SECURITIES, INC. (CRD# 431)1997 - 2002 (4 years)IASTRATOS WEALTH ADVISORS LLC (CRD# 283816)2019 - 2024 (5 years)IAWACHOVIA SECURITIES, INC. (CRD# 431)2002 - 2002 (<1 year)
License(s)

State Registrations

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South Carolina 10/28/2024
Current Registration(s)
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RIVERBEND WEALTH MANAGEMENT, LLC (CRD#:302031)
1341 44TH AVENUE NORTH SUITE 102, MYRTLE BEACH, SC 29577
Registered with this firm since 10/28/2024
Previous Registration(s)
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 08/30/2019 - 12/20/2024 STRATOS WEALTH ADVISORS LLC (CRD#:283816) Myrtle Beach, SC
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 08/07/2012 - 09/03/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MYRTLE BEACH, SC
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 08/03/2012 - 09/03/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MYRTLE BEACH, SC
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 06/15/2002 - 08/06/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) MYRTLE BEACH, SC
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 06/15/2002 - 08/06/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) MYRTLE BEACH, SC
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 01/28/2002 - 06/20/2002 WACHOVIA SECURITIES, INC. (CRD#:431) MYRTLE BEACH, SC
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 10/20/1997 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.