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MARK HARVEY KRAUS
CRD#: 2945072
IA
Investment Adviser
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Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 4 Concorde Lane
Suite 1
Palm Coast, FL 32137
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - Present (6 years)BNEW ENGLAND SECURITIES (CRD# 615)1997 - 2015 (17 years)IAIFS PLANNING STRATEGIES, LLC (CRD# 122206)2017 - 2019 (2 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2002 - 2015 (13 years)
License(s)

State Registrations

B
Alabama 6/13/2019

B
Iowa 10/31/2018

B
California 8/10/2018

B
Maryland 8/10/2018

B
Colorado 2/18/2020

B
Missouri 8/23/2018

B
Delaware 8/10/2018

B
New Jersey 8/10/2018

B
Florida 8/10/2018

B
North Carolina 9/12/2022

IA
Florida 8/13/2018

B
Oklahoma 5/12/2020

B
Georgia 8/10/2018

B
Pennsylvania 8/23/2018

B
Illinois 8/10/2018

B
South Carolina 8/23/2018

B
Indiana 8/22/2018

B
Texas 8/10/2018

IA
Indiana 9/10/2018

B
Virginia 8/23/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
4 Concorde Lane Suite 1, Palm Coast, FL 32137
357 E. Winslow Road, Bloomington, IN 47401
Registered with this firm since 8/13/2018

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
4 Concorde Lane Suite 1, Palm Coast, FL 32137
357 E. Winslow Road, Bloomington, IN 47401
Registered with this firm since 8/10/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
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04/06/2017 - 10/21/2019 IFS PLANNING STRATEGIES, LLC (CRD#:122206) PALM COAST, FL
IA
03/25/2017 - 08/23/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) PALM COAST, FL
B
03/25/2017 - 08/23/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) PALM COAST, FL
IA
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) BLOOMINGTON, IN
B
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) BLOOMINGTON, IN
IA
01/22/2002 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) JACKSONVILLE, FL
B
11/05/1997 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) JACKSONVILLE, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.