• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
HENRY LEQUENCE SMITH
HENRY L SMITH
CRD#: 2945047
IA
Investment Adviser
HV CAPITAL ADVISORS LLCCRD#: 163912 2775 VILLA CREEK DRIVE
SUITE 217
DALLAS, TX 75234
Registration History
199820002002200420062008201020122014201620182020202220242026IAHV CAPITAL ADVISORS LLC (CRD# 163912)2012 - Present (12 years)IABROKERSXPRESS LLC (CRD# 127081)2010 - 2012 (2 years)IAEVOLVE SECURITIES, INC. (CRD# 127474)2009 - 2010 (1 year)IASOUTHWEST TEXAS CAPITAL, LLC (CRD# 104200)2006 - 2007 (1 year)IASOUTHWEST SECURITIES, INC. (CRD# 6220)2003 - 2005 (2 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1998 - 2003 (4 years)
License(s)

State Registrations

IA
Texas 9/17/2012

IA
Virginia 8/7/2014

Current Registration(s)
IA
HV CAPITAL ADVISORS LLC (CRD#:163912)
2775 VILLA CREEK DRIVE SUITE 217, DALLAS, TX 75234
Registered with this firm since 9/17/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/15/2010 - 09/07/2012 BROKERSXPRESS LLC (CRD#:127081) DALLAS, TX
IA
01/30/2009 - 03/18/2010 EVOLVE SECURITIES, INC. (CRD#:127474) DALLAS, TX
IA
04/14/2006 - 10/30/2007 SOUTHWEST TEXAS CAPITAL, LLC (CRD#:104200) PLANO, TX
IA
02/03/2003 - 11/04/2005 SOUTHWEST SECURITIES, INC. (CRD#:6220) DALLAS, TX
IA
08/31/1998 - 01/29/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.