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ALBERT FRANCIS BENDER III
ALBERT FRANCIS BENDER
CRD#: 2944045
IA
B
STIFEL INDEPENDENT ADVISORS, LLCCRD#: 28218 9630 CLAYTON ROAD
LADUE, MO 63124
LADUE, MO 63124
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Arizona 4/6/2016
B
New Hampshire 3/29/2016
B
California 3/29/2016
B
North Carolina 7/25/2017
B
Florida 3/29/2016
B
Oregon 6/11/2020
B
Georgia 4/12/2017
B
Pennsylvania 3/29/2016
B
Idaho 11/4/2024
B
Rhode Island 1/4/2022
B
Illinois 3/29/2016
B
Tennessee 3/29/2016
B
Maine 1/10/2023
B
Texas 4/12/2021
B
Mississippi 7/20/2022
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Texas 4/14/2021
B
Missouri 3/29/2016
B
Utah 1/4/2018
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Missouri 12/16/2024
B
Wisconsin 3/29/2016
SRO Registrations
B
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Registered with this firm since 4/14/2021
B
Registered with this firm since 3/29/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/01/2007 - 08/06/2015 | ST LOUIS, MO | |
B | 11/21/1997 - 10/01/2007 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.