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James Tyler Pugh JR
J. TYLER PUGH JR., JAMES TYLER PUGH, TYLER PUGH
CRD#: 2943995
IA
Investment Adviser
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Previous Broker
CAPTRUSTCRD#: 175112 10 SOUTH JEFFERSON ST.
#1210
Roanoke, VA 24011
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2020 (13 years)IACAPTRUST (CRD# 175112)2020 - Present (4 years)BWACHOVIA CAPITAL MARKETS, LLC (CRD# 126292)2003 - 2007 (3 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)1999 - 2003 (3 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)1999 - 1999 (<1 year)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1998 - 1999 (<1 year)
License(s)

State Registrations

IA
Texas 4/15/2020

IA
Virginia 4/15/2020

Current Registration(s)
IA
CAPTRUST (CRD#:175112)
10 SOUTH JEFFERSON ST. #1210, Roanoke, VA 24011
Registered with this firm since 4/15/2020

Previous Registration(s)
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05/09/2007 - 03/11/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ROANOKE, VA
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03/26/2007 - 03/11/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ROANOKE, VA
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07/01/2003 - 02/26/2007 WACHOVIA CAPITAL MARKETS, LLC (CRD#:126292) CHARLOTTE, NC
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11/24/1999 - 07/01/2003 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
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10/01/1999 - 11/09/1999 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
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12/14/1998 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
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Broker
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Investment Adviser
Disclosures
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