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SPENCER FARRIS MURCHISON
CRD#: 2943827
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 950 ECHO LN
STE 370
HOUSTON, TX 77024
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 950 ECHO LN
STE 370
HOUSTON, TX 77024
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2005 (6 years)2 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - Present (14 years)BCORNERSTONE SECURITIES CORPORATION (CRD# 35233)1997 - 1998 (<1 year)
Disclosure(s)
View By:
8/18/2003
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Florida 2/6/2013

IA
Texas 1/28/2011

B
Texas 1/28/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
950 ECHO LN STE 370, HOUSTON, TX 77024
Registered with this firm since 1/28/2011

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
950 ECHO LN STE 370, HOUSTON, TX 77024
Registered with this firm since 1/28/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/10/2009 - 01/28/2011 WFG ADVISORS, LP (CRD#:125073) HOUSTON, TX
B
03/10/2009 - 01/28/2011 WFG INVESTMENTS, INC. (CRD#:22704) HOUSTON, TX
IA
05/25/2005 - 03/11/2009 STANFORD GROUP COMPANY (CRD#:39285) HOUSTON, TX
B
05/25/2005 - 03/11/2009 STANFORD GROUP COMPANY (CRD#:39285) HOUSTON, TX
IA
08/18/1998 - 05/27/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) HOUSTON, TX
B
08/14/1998 - 05/27/2005 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
12/10/1997 - 03/18/1998 CORNERSTONE SECURITIES CORPORATION (CRD#:35233) AUSTIN, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.