• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
LOLA B CLINE
LOLA JEAN BLEDSOE, LOLA B JOHNSON, LOLA JOHNSON, LOLA B TAYLOR, LOLA B TOVEY
CRD#: 2943157
IA
Investment Adviser
B
Broker
NEUBERGER BERMAN BD LLCCRD#: 2908 3414 PEACHTREE ROAD N.E.
SUITE 225
ATLANTA, GA 30326
Registration History
20002002200420062008201020122014201620182020202220242026IANEUBERGER BERMAN BD LLC (CRD# 2908)2007 - Present (17 years)BNEUBERGER BERMAN BD LLC (CRD# 2908)2006 - Present (18 years)BSTERNE, AGEE & LEACH, INC. (CRD# 791)2006 - 2006 (<1 year)
Disclosure(s)
View By:
11/2/1999
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 11/1/2006

B
Montana 4/1/2008

B
California 10/30/2006

B
New Hampshire 3/31/2008

B
Colorado 10/31/2006

B
New York 9/14/2006

B
Delaware 4/1/2008

IA
New York 3/30/2021

B
District of Columbia 10/4/2007

B
North Carolina 10/31/2006

B
Florida 10/31/2006

B
Ohio 10/31/2006

B
Georgia 9/11/2006

B
Oklahoma 9/24/2007

IA
Georgia 5/23/2007

B
Oregon 4/20/2007

B
Illinois 9/24/2007

B
South Carolina 11/1/2006

B
Kentucky 10/31/2006

B
Tennessee 10/31/2006

B
Maryland 10/31/2006

B
Texas 2/12/2007

B
Massachusetts 9/27/2007

B
Virginia 9/24/2007

B
Michigan 11/6/2006

B
Wisconsin 4/1/2008

B
Mississippi 11/10/2006

B
Wyoming 10/31/2006

SRO Registrations

B
FINRA

B
Nasdaq ISE, LLC

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEUBERGER BERMAN BD LLC (CRD#:2908)
3414 PEACHTREE ROAD N.E. SUITE 225, ATLANTA, GA 30326
Powder Springs, GA
Registered with this firm since 5/23/2007

B
NEUBERGER BERMAN BD LLC (CRD#:2908)
3414 PEACHTREE ROAD N.E. SUITE 225, ATLANTA, GA 30326
Powder Springs, GA
Registered with this firm since 9/11/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/07/2006 - 09/11/2006 STERNE, AGEE & LEACH, INC. (CRD#:791) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.