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JONATHAN RAYMOND CRAWFORD
JONATHAN R CRAWFORD
CRD#: 2942967
IA
B
PGIM INVESTMENTS LLCCRD#: 105670 FRANKLIN, TN
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLCCRD#: 18353 FRANKLIN, TN
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Alabama 1/25/2006
B
North Carolina 9/20/2022
B
Florida 1/4/2010
B
Tennessee 1/25/2006
B
Georgia 2/3/2010
IA
Tennessee 7/10/2006
B
Kentucky 3/31/2021
B
Texas 11/6/2007
B
Louisiana 1/4/2010
B
Virginia 1/8/2014
B
Mississippi 1/25/2006
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
B
Registered with this firm since 1/25/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/15/2004 - 10/13/2005 | WEST PLAM BEACH, FL | |
B | 12/03/2003 - 10/13/2005 | NEWARK, NJ | |
B | 06/13/2003 - 12/09/2003 | SHELTON, CT | |
B | 12/13/2002 - 06/13/2003 | NEWARK, NJ | |
B | 10/23/1998 - 12/13/2002 | NEWARK, NJ | |
B | 10/16/1997 - 07/24/1998 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.