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Detailed Report
David L. Davidson
DAVE DAVIDSON, DAVID L DAVIDSON
CRD#: 2942432
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1229 Post Road
Fairfield, CT 06824
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2013 - 2023 (10 years)2 FIRMS2023 - Present (1 year)BMORGAN STANLEY (CRD# 149777)2012 - 2013 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2004 (<1 year)BBEAR, STEARNS & CO. INC. (CRD# 79)1999 - 2004 (5 years)BEVERGREEN INVESTMENT SERVICES,... (CRD# 487)1997 - 1999 (1 year)IAMORGAN STANLEY (CRD# 149777)2013 - 2013 (<1 year)
License(s)

State Registrations

B
Alaska 12/19/2024
B
Nevada 6/22/2023
B
Arizona 6/2/2023
B
New Hampshire 6/2/2023
B
California 6/2/2023
B
New Jersey 6/2/2023
B
Colorado 6/2/2023
B
New York 6/2/2023
B
Connecticut 6/2/2023
B
North Carolina 6/2/2023
IA
Connecticut 6/2/2023
B
Ohio 6/23/2023
B
Delaware 9/19/2024
B
Oregon 6/22/2023
B
District of Columbia 6/2/2023
B
Pennsylvania 6/2/2023
B
Florida 6/2/2023
B
Rhode Island 6/2/2023
B
Georgia 6/2/2023
B
South Carolina 6/2/2023
B
Hawaii 11/23/2023
B
Tennessee 4/2/2024
B
Illinois 6/2/2023
B
Texas 6/2/2023
B
Indiana 6/2/2023
IA
Texas 6/2/2023
B
Kansas 9/4/2023
B
Utah 6/2/2023
B
Kentucky 4/2/2024
B
Vermont 6/2/2023
B
Maine 6/2/2023
B
Virginia 6/2/2023
B
Maryland 6/2/2023
B
Washington 6/2/2023
B
Massachusetts 6/2/2023
B
Wyoming 6/22/2023
B
Missouri 6/2/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1229 Post Road, Fairfield, CT 06824
Registered with this firm since 6/2/2023
B
MORGAN STANLEY (CRD#:149777)
1229 Post Road, Fairfield, CT 06824
Registered with this firm since 6/2/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/08/2013 - 06/03/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) GREENWICH, CT
B
 04/08/2013 - 06/03/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) GREENWICH, CT
IA
 01/01/2013 - 04/24/2013 MORGAN STANLEY (CRD#:149777) STAMFORD, CT
B
 11/29/2012 - 04/24/2013 MORGAN STANLEY (CRD#:149777) STAMFORD, CT
B
 06/24/2004 - 11/29/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 04/27/1999 - 05/17/2004 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
B
 09/15/1997 - 04/06/1999 EVERGREEN INVESTMENT SERVICES, INC. (CRD#:487) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.