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BRENDAN MICHAEL BIRDSEY
CRD#: 2942415
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 555 LONG WHARF DR 9TH FL
[XE-RBO]
NEW HAVEN, CT 06511
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)BMORGAN STANLEY DW INC. (CRD# 7556)1997 - 2006 (8 years)IAMORGAN STANLEY (CRD# 7556)1998 - 2006 (8 years)
Disclosure(s)
View By:
10/14/2008
Customer Dispute
Denied
10/15/2004
Customer Dispute
Settled
3/27/2003
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 1/24/2022

B
New Jersey 1/18/2018

B
Arizona 7/7/2006

B
New York 7/7/2006

B
California 7/7/2006

B
North Carolina 7/7/2006

B
Connecticut 7/7/2006

B
Pennsylvania 4/5/2017

IA
Connecticut 7/7/2006

B
Tennessee 9/16/2021

B
Florida 7/7/2006

B
Texas 7/7/2006

B
Massachusetts 7/28/2006

B
Vermont 1/24/2020

B
Missouri 9/22/2020

B
Virginia 4/3/2024

B
Nevada 5/24/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
555 LONG WHARF DR 9TH FL [XE-RBO], NEW HAVEN, CT 06511
Registered with this firm since 7/7/2006

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
555 LONG WHARF DR 9TH FL [XE-RBO], NEW HAVEN, CT 06511
Registered with this firm since 7/7/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/14/1998 - 07/05/2006 MORGAN STANLEY (CRD#:7556) MADISON, CT
B
10/21/1997 - 07/05/2006 MORGAN STANLEY DW INC. (CRD#:7556) MADISON, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.