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Detailed Report
DAVID WILLIAM LIVINGSTON
CRD#: 2942325
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 12101 LINEBAUGH AVE
TAMPA, FL 33626
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 12101 W LINEBAUGH AVE
TAMPA, FL 33626
Registration History
199820002002200420062008201020122014201620182020202220242026IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2000 - Present (25 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1997 - 2000 (2 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2000 - 2016 (16 years)
Disclosure(s)
View By:
9/12/2002
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 3/8/2016
B
New Hampshire 8/30/2021
B
Arkansas 6/25/2019
B
New Jersey 10/13/2011
B
California 6/28/2000
B
New Mexico 11/25/2020
B
Colorado 9/16/2013
B
New York 8/6/2021
B
Connecticut 5/25/2017
B
North Carolina 2/22/2010
B
Delaware 4/30/2015
B
Ohio 5/31/2007
B
Florida 3/3/2000
B
Oregon 7/6/2020
IA
Florida 8/18/2016
B
Pennsylvania 10/16/2018
B
Georgia 10/16/2008
B
Puerto Rico 10/16/2018
B
Illinois 9/5/2023
B
Rhode Island 11/5/2012
B
Indiana 10/16/2018
B
South Carolina 7/6/2020
B
Kentucky 10/16/2018
B
Tennessee 6/12/2024
B
Maine 12/14/2022
B
Texas 4/16/2018
B
Maryland 8/27/2024
IA
Texas 12/18/2018
B
Massachusetts 4/4/2007
B
Virginia 1/27/2016
B
Michigan 8/6/2012
B
Washington 5/9/2007
B
Minnesota 1/20/2010
B
Wisconsin 7/6/2020
B
Nebraska 9/20/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
12101 LINEBAUGH AVE, TAMPA, FL 33626
Registered with this firm since 8/18/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
12101 W LINEBAUGH AVE, TAMPA, FL 33626
SAFETY HARBOR, FL
Registered with this firm since 3/3/2000
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/03/2000 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) PALM HARBOR, FL
B
 10/27/1997 - 02/28/2000 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.