• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Peter C Canale
Peter Cosmo Canale, Peter Canale
CRD#: 2941469
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3775 RIVERDALE AVENUE
BRONX, NY 10463
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2017 - 2020 (2 years)2 FIRMS2020 - Present (5 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2004 - 2017 (12 years)BFRED ALGER & COMPANY, INCORPORATED (CRD# 5300)2000 - 2004 (4 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1999 - 2000 (<1 year)BCIBC WORLD MARKETS (CRD# 630)1998 - 1999 (<1 year)
License(s)

State Registrations

B
Arizona 5/19/2021

B
Massachusetts 5/19/2021

B
California 5/19/2021

B
New Jersey 1/17/2020

B
Colorado 5/2/2024

IA
New Jersey 1/17/2020

B
Connecticut 1/17/2020

B
New York 1/17/2020

B
Delaware 3/11/2022

IA
New York 5/3/2021

B
Florida 2/6/2020

B
North Carolina 1/27/2025

B
Georgia 2/6/2020

B
Pennsylvania 5/14/2021

B
Illinois 2/6/2020

B
Texas 4/23/2021

B
Maine 7/2/2021

IA
Texas 5/1/2021

B
Maryland 5/19/2021

B
Virginia 5/19/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3775 RIVERDALE AVENUE, BRONX, NY 10463
Registered with this firm since 1/17/2020

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3775 RIVERDALE AVENUE, BRONX, NY 10463
Registered with this firm since 1/17/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/30/2017 - 01/10/2020 SANTANDER SECURITIES (CRD#:41791) NEW YORK, NY
B
06/29/2017 - 01/10/2020 SANTANDER SECURITIES LLC (CRD#:41791) NEW YORK, NY
B
07/01/2004 - 06/28/2017 MML INVESTORS SERVICES, LLC (CRD#:10409) GARDEN CITY, NY
B
03/08/2000 - 05/26/2004 FRED ALGER & COMPANY, INCORPORATED (CRD#:5300) NEW YORK, NY
B
09/20/1999 - 01/19/2000 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
09/25/1998 - 07/16/1999 CIBC WORLD MARKETS (CRD#:630) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.