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SCOTT EVAN MUMA
SCOTT MUMA
CRD#: 2940887
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 North Falmouth, MA
Registration History
199820002002200420062008201020122014201620182020202220242 FIRMS2005 - 2010 (5 years)2 FIRMS2010 - 2021 (10 years)2 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (2 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2005 (7 years)
License(s)

State Registrations

B
Alabama 8/19/2022

IA
Massachusetts 8/19/2022

B
Alaska 8/19/2022

B
Minnesota 11/16/2022

B
Arizona 8/19/2022

B
Missouri 8/19/2022

B
California 8/19/2022

B
New Hampshire 8/19/2022

B
Delaware 8/19/2022

B
New Mexico 3/31/2023

B
District of Columbia 8/19/2022

B
New York 8/19/2022

B
Florida 8/19/2022

B
North Carolina 8/22/2022

B
Hawaii 8/19/2022

B
Oregon 3/30/2023

B
Louisiana 8/19/2022

B
Rhode Island 8/19/2022

B
Maine 8/19/2022

B
Utah 8/19/2022

B
Maryland 8/19/2022

B
Virginia 8/19/2022

B
Massachusetts 8/19/2022

B
Washington 8/19/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
North Falmouth, MA
Registered with this firm since 8/19/2022

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
North Falmouth, MA
Registered with this firm since 8/19/2022

Previous Registration(s)
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IA
06/09/2021 - 08/19/2022 CETERA ADVISOR NETWORKS LLC (CRD#:13572) CATAUMET, MA
B
06/09/2021 - 08/19/2022 CETERA ADVISOR NETWORKS LLC (CRD#:13572) CATAUMET, MA
IA
12/16/2010 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) CATAUMET, MA
B
11/26/2010 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) CATAUMET, MA
IA
11/21/2005 - 11/30/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HYANNIS, MA
B
08/26/2005 - 11/30/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HYANNIS, MA
B
10/10/1997 - 09/07/2005 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.