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Eric Andre Pettus
ERIC A PETTUS, ERIC PETTUS
CRD#: 2940309
IA
Investment Adviser
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Previous Broker
PETTUS & DAWKINS FINANCIAL GROUP, LLCCRD#: 318639 6927 NW 3 AVENUE
REAR
MIAMI, FL 33150
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2020 (13 years)2 FIRMS2020 - 2021 (1 year)IAPETTUS & DAWKINS FINANCIAL GRO... (CRD# 318639)2022 - Present (2 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2001 - 2007 (6 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2001 - 2006 (5 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1999 - 2000 (<1 year)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2003 - 2007 (3 years)IAAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)2001 - 2003 (2 years)
Disclosure(s)
View By:
12/11/2008
Customer Dispute
Settled
12/13/2007
Customer Dispute
Settled
3/24/2003
Criminal
Final Disposition
License(s)

State Registrations

IA
Florida 5/16/2022

IA
Texas 7/12/2023

Current Registration(s)
IA
PETTUS & DAWKINS FINANCIAL GROUP, LLC (CRD#:318639)
6927 NW 3 AVENUE REAR, MIAMI, FL 33150
Registered with this firm since 5/16/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/02/2020 - 12/31/2021 KOVACK ADVISORS, INC. (CRD#:140808) Miami, FL
B
07/01/2020 - 12/31/2021 KOVACK SECURITIES INC. (CRD#:44848) Miami, FL
IA
03/28/2007 - 04/21/2020 NEXT FINANCIAL GROUP, INC. (CRD#:46214) Miami, FL
B
02/27/2007 - 04/21/2020 NEXT FINANCIAL GROUP, INC. (CRD#:46214) Miami, FL
IA
10/20/2003 - 03/16/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MIAMI BEACH, FL
B
01/24/2001 - 03/16/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MIAMI BEACH, FL
B
01/24/2001 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
IA
01/29/2001 - 10/08/2003 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) MIAMI BEACH, FL
B
10/14/1999 - 09/15/2000 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.