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MARGIE LYNN SMITH
MARGIE LYNN FULLER, MARGIE L SMITH
CRD#: 2940072
IA
B
WELLS FARGO ADVISORSCRD#: 19616 2115 5TH ST STE A
MERIDIAN, MS 39301
MERIDIAN, MS 39301
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Alabama 6/17/2011
B
Minnesota 11/28/2016
B
Arizona 1/18/2022
B
Mississippi 1/1/2008
B
Arkansas 6/17/2011
B
Missouri 11/21/2011
B
California 6/17/2011
B
New York 12/10/2020
B
Colorado 6/18/2012
B
North Carolina 6/22/2011
B
District of Columbia 10/30/2024
B
Ohio 12/17/2014
B
Florida 6/17/2011
B
Oklahoma 12/10/2020
B
Georgia 6/17/2011
B
Oregon 8/14/2024
B
Idaho 9/25/2023
B
Pennsylvania 5/7/2024
B
Illinois 4/30/2024
B
South Carolina 2/1/2016
B
Kansas 4/8/2022
B
Tennessee 6/17/2011
B
Kentucky 7/31/2019
B
Texas 6/17/2011
B
Louisiana 6/17/2011
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Texas 6/22/2011
B
Maryland 1/3/2013
B
Utah 6/12/2018
B
Massachusetts 1/22/2020
B
Virginia 6/17/2011
B
Michigan 6/1/2016
B
Washington 10/20/2021
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 6/22/2011
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Registered with this firm since 1/1/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/07/2000 - 01/03/2008 | MERIDIAN, MS | |
B | 02/16/1999 - 04/08/1999 | APPLETON, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.