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TAMMY JO POPPE
TAMMY JO RUNEVITCH
CRD#: 2939518
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1144 MARKET STREET
SUITE 200
WHEELING, WV 26003
SUITE 200
WHEELING, WV 26003
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1144 MARKET STREET
SUITE 200
WHEELING, WV 26003
SUITE 200
WHEELING, WV 26003
0
Disclosures
27
Years of Experience
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State Registrations
B
Florida 5/14/2009
IA
Ohio 1/8/2019
B
Indiana 8/14/2009
B
Pennsylvania 5/14/2009
B
Louisiana 12/5/2024
B
South Carolina 6/28/2011
B
Maryland 5/14/2009
B
Virginia 5/14/2009
B
New York 5/14/2021
B
West Virginia 5/14/2009
B
North Carolina 5/14/2009
IA
West Virginia 6/30/2009
B
Ohio 5/14/2009
SRO Registrations
B
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IA
Registered with this firm since 6/30/2009
B
Registered with this firm since 5/14/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/25/2005 - 05/18/2009 | WHEELING, WV | |
B | 06/25/2005 - 05/18/2009 | WHEELING, WV | |
IA | 06/21/2005 - 06/25/2005 | WHEELING, WV | |
B | 09/05/2000 - 06/25/2005 | PITTSBURGH, PA | |
B | 06/20/2000 - 09/05/2000 | CLEVELAND, OH | |
B | 01/19/1999 - 02/04/2000 | CLEVELAND, OH | |
B | 09/22/1997 - 01/04/1999 | PITTSBURGH, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.