• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SANDY SANG
SANDY S KIM, SANDY KIM SANG
CRD#: 2939356
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2141 ROSECRANS AVE STE 4100
EL SEGUNDO, CA 90245
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2011 (9 years)2 FIRMS2011 - 2019 (8 years)IAWELLS FARGO ADVISORS (CRD# 19616)2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2021 - Present (3 years)BWELLS FARGO SECURITIES INC. (CRD# 17438)2001 - 2001 (<1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1999 - 1999 (<1 year)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1997 - 1999 (1 year)
License(s)

State Registrations

B
California 2/17/2022

IA
California 5/6/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2141 ROSECRANS AVE STE 4100, EL SEGUNDO, CA 90245
Registered with this firm since 5/6/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2141 ROSECRANS AVE STE 4100, EL SEGUNDO, CA 90245
Registered with this firm since 11/2/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2011 - 07/25/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LOS ANGELES, CA
B
01/03/2011 - 07/25/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LOS ANGELES, CA
IA
08/31/2001 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LOS ANGELES, CA
B
05/02/2001 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LOS ANGELES, CA
B
01/09/2001 - 05/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
07/12/1999 - 12/31/1999 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
09/29/1997 - 07/12/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.