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Robert Todd Martin
ROBERT TODD MARTIN, Robert Martin
CRD#: 2939160
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
HOUSTON, TX 77002
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2002 (1 year)2 FIRMS2002 - 2011 (8 years)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2018 (6 years)2 FIRMS2018 - Present (6 years)BCITI PRIVATE ADVISORY, LLC (CRD# 153777)2017 - 2018 (1 year)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2001 - 2001 (<1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)2000 - 2001 (<1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2000 - 2000 (<1 year)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1998 - 1999 (1 year)
License(s)

State Registrations

B
Florida 4/29/2021

B
Texas 8/20/2018

IA
Florida 5/5/2021

IA
Texas 8/20/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 8/20/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 8/20/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/21/2012 - 07/11/2018 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
B
03/28/2017 - 07/11/2018 CITI PRIVATE ADVISORY, LLC (CRD#:153777) Houston, TX
B
03/21/2012 - 07/11/2018 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
IA
01/03/2011 - 03/28/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) HOUSTON, TX
B
01/03/2011 - 03/28/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) HOUSTON, TX
IA
09/19/2002 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) HOUSTON, TX
B
09/19/2002 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) HOUSTON, TX
IA
07/17/2001 - 10/23/2002 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HOUSTON, TX
B
07/17/2001 - 10/23/2002 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
05/02/2001 - 07/27/2001 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
10/06/2000 - 05/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
02/23/2000 - 09/18/2000 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
01/20/1998 - 01/27/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.