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JOANNE ALLESSI
CRD#: 2938929
IA
B
MORGAN STANLEYCRD#: 149777 ONE RIVER CENTRE
10 W. STATE STREET SUITE 204
GENEVA, IL 60134
10 W. STATE STREET SUITE 204
GENEVA, IL 60134
0
Disclosures
25
Years of Experience
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State Registrations
B
Alabama 8/3/2015
B
Nebraska 1/7/2011
B
Alaska 7/26/2018
B
Nevada 1/7/2011
B
Arizona 6/1/2009
B
New Hampshire 3/22/2019
B
Arkansas 1/7/2011
B
New Jersey 1/7/2011
B
California 6/1/2009
B
New Mexico 3/22/2019
B
Colorado 1/7/2011
B
New York 1/7/2011
B
Connecticut 4/11/2018
B
North Carolina 1/7/2011
B
Delaware 8/3/2015
B
North Dakota 4/30/2024
B
District of Columbia 5/27/2021
B
Ohio 8/4/2015
B
Florida 1/7/2011
B
Oklahoma 1/7/2011
B
Georgia 6/1/2009
B
Oregon 5/22/2017
B
Hawaii 8/3/2015
B
Pennsylvania 1/7/2011
B
Idaho 3/22/2021
B
Puerto Rico 4/30/2024
B
Illinois 6/1/2009
B
Rhode Island 8/3/2015
IA
Illinois 6/1/2009
B
South Carolina 3/16/2011
B
Indiana 6/1/2009
B
South Dakota 6/6/2017
B
Iowa 1/7/2011
B
Tennessee 7/6/2011
B
Kansas 8/3/2015
B
Texas 1/7/2011
B
Kentucky 1/7/2011
IA
Texas 1/19/2011
B
Louisiana 4/30/2024
B
Utah 4/28/2021
B
Maine 1/7/2011
B
Vermont 8/3/2015
B
Maryland 1/7/2011
B
Virgin Islands 4/30/2024
B
Massachusetts 1/7/2011
B
Virginia 1/7/2011
B
Michigan 1/7/2011
B
Washington 6/1/2009
B
Minnesota 1/7/2011
B
West Virginia 6/21/2022
B
Mississippi 4/28/2021
B
Wisconsin 6/1/2009
B
Missouri 1/7/2011
B
Wyoming 7/17/2019
B
Montana 1/4/2018
SRO Registrations
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B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/01/2006 - 06/01/2009 | OAKBROOK TERRACE, IL | |
B | 02/01/2006 - 06/01/2009 | OAKBROOK TERRACE, IL | |
B | 10/28/2004 - 02/02/2006 | FORT MILL, SC | |
IA | 11/15/2004 - 11/16/2004 | ST CHARLES, IL | |
IA | 03/11/1998 - 11/29/2002 | GENEVA, IL | |
B | 10/08/1997 - 11/29/2002 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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