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PATRICK JOSEPH FERRARO JR
PAT FERRARO JR
CRD#: 2938345
IA
Investment Adviser
B
Broker
TSG ALPHA PARTNERS, LLCCRD#: 319493 3275 VETERANS MEMORIAL HIGHWAY
SUITE B9
RONKONKOMA, NY 11779
TSG CAPITAL ADVISORSCRD#: 147509 3275 VETERANS MEMORIAL HIGHWAY
SUITE B-9
RONKONKOMA, NY 11779
Registration History
199820002002200420062008201020122014201620182020202220242026IATSG ALPHA PARTNERS, LLC (CRD# 319493)2022 - Present (2 years)BTSG CAPITAL ADVISORS (CRD# 147509)2024 - Present (<1 year)BPHX FINANCIAL, INC. (CRD# 144403)2019 - 2021 (2 years)BCAPE SECURITIES INC. (CRD# 7072)2012 - 2019 (7 years)BSALOMON WHITNEY LLC (CRD# 145012)2011 - 2012 (1 year)BFIRST MIDWEST SECURITIES, INC. (CRD# 21786)2009 - 2011 (2 years)BJ.P. TURNER & COMPANY, L.L.C. (CRD# 43177)2009 - 2009 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)2005 - 2007 (2 years)BNYLIFE SECURITIES INC. (CRD# 5167)2004 - 2005 (1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2001 - 2003 (1 year)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2001 - 2002 (<1 year)BSANDGRAIN SECURITIES, INC. (CRD# 26004)2001 - 2001 (<1 year)BCANTELLA & CO., INC. (CRD# 13905)2000 - 2001 (<1 year)BGLOBAL CAPITAL MARKETS, LLC (CRD# 16191)1998 - 2000 (2 years)
License(s)

State Registrations

B
Alabama 1/6/2025

B
Missouri 1/6/2025

B
Arizona 1/6/2025

B
Montana 1/15/2025

B
Arkansas 1/6/2025

B
Nebraska 1/6/2025

B
California 1/6/2025

B
New Jersey 1/6/2025

B
Colorado 1/6/2025

IA
New York 10/21/2022

B
Florida 1/6/2025

B
New York 12/3/2024

B
Georgia 1/7/2025

B
North Carolina 1/10/2025

B
Illinois 1/6/2025

B
Ohio 1/31/2025

B
Indiana 1/6/2025

B
Oregon 1/6/2025

B
Iowa 12/17/2024

B
Pennsylvania 1/6/2025

B
Kentucky 1/6/2025

B
Texas 1/6/2025

B
Louisiana 1/6/2025

B
Utah 1/6/2025

B
Massachusetts 10/9/2024

B
Washington 1/6/2025

B
Michigan 1/6/2025

B
Wyoming 1/6/2025

B
Minnesota 1/6/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TSG ALPHA PARTNERS, LLC (CRD#:319493)
3275 VETERANS MEMORIAL HIGHWAY SUITE B9, RONKONKOMA, NY 11779
Registered with this firm since 10/21/2022

B
TSG CAPITAL ADVISORS (CRD#:147509)
3275 VETERANS MEMORIAL HIGHWAY SUITE B-9, RONKONKOMA, NY 11779
Registered with this firm since 6/10/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/27/2019 - 12/02/2021 PHX FINANCIAL, INC. (CRD#:144403) Hauppauge, NY
B
08/24/2012 - 11/29/2019 CAPE SECURITIES INC. (CRD#:7072) Holtsville, NY
B
07/18/2011 - 08/24/2012 SALOMON WHITNEY LLC (CRD#:145012)
FINRA expelled the firm on 05/12/2023
HOLBROOK, NY
B
06/12/2009 - 07/05/2011 FIRST MIDWEST SECURITIES, INC. (CRD#:21786) HOLBROOK, NY
B
02/26/2009 - 06/15/2009 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) HOLTSVILLE, NY
B
05/29/2007 - 03/11/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) JERICHO, NY
B
05/10/2005 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) JERICHO, NY
B
03/12/2004 - 03/08/2005 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
B
10/16/2001 - 05/06/2003 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MILWAUKEE, WI
B
10/16/2001 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
01/05/2001 - 07/13/2001 SANDGRAIN SECURITIES, INC. (CRD#:26004) GARDEN CITY, NY
B
10/19/2000 - 01/05/2001 CANTELLA & CO., INC. (CRD#:13905) MALDEN, MA
B
06/08/1998 - 10/16/2000 GLOBAL CAPITAL MARKETS, LLC (CRD#:16191) MELVILLE, NY
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Broker
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Investment Adviser
Disclosures
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