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Detailed Report
BRANDON CARL PAPA
BRANDON C PAPA
CRD#: 2938078
IA
Investment Adviser
B
Broker
NEWEDGE ADVISORSCRD#: 171351 7607 Fern Ave, Suite 902
Shreveport, LA 71105
LPL FINANCIAL LLCCRD#: 6413 2950 FAIRFIELD AVE
SHREVEPORT, LA 71104
Registration History
1998200020022004200620082010201220142016201820202022202420263 FIRMS2002 - 2002 (<1 year)IANEWEDGE ADVISORS (CRD# 171351)2016 - Present (8 years)BLPL FINANCIAL LLC (CRD# 6413)2009 - Present (15 years)BSUNSET FINANCIAL SERVICES, INC. (CRD# 3538)2004 - 2009 (4 years)BHIBERNIA INVESTMENTS, L.L.C. (CRD# 17526)2003 - 2004 (1 year)BSUNSET FINANCIAL SERVICES, INC. (CRD# 3538)2002 - 2003 (<1 year)BMARQUETTE FINANCIAL GROUP, INC. (CRD# 345)1999 - 2002 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 1998 (1 year)IALPL FINANCIAL LLC (CRD# 6413)2009 - 2016 (7 years)IASUNSET FINANCIAL SERVICES, INC. (CRD# 3538)2008 - 2009 (1 year)
License(s)

State Registrations

B
Alabama 4/8/2022
B
Nevada 5/17/2019
B
Arkansas 5/28/2009
B
Ohio 4/11/2022
B
California 4/8/2022
B
Oklahoma 2/3/2020
B
Colorado 9/1/2020
B
Pennsylvania 4/8/2022
B
Florida 3/30/2022
B
Tennessee 4/18/2023
B
Georgia 9/21/2020
B
Texas 5/28/2009
B
Illinois 4/8/2022
IA
Texas 8/15/2016
B
Louisiana 5/28/2009
B
Washington 4/8/2022
IA
Louisiana 8/15/2016
B
West Virginia 5/5/2014
B
Maryland 3/29/2022
B
Wisconsin 4/8/2022
B
Mississippi 1/24/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEWEDGE ADVISORS (CRD#:171351)
7607 Fern Ave, Suite 902, Shreveport, LA 71105
Registered with this firm since 8/15/2016
B
LPL FINANCIAL LLC (CRD#:6413)
2950 FAIRFIELD AVE, SHREVEPORT, LA 71104
Registered with this firm since 5/28/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/28/2009 - 08/15/2016 LPL FINANCIAL LLC (CRD#:6413) SHREVEPORT, LA
IA
 02/29/2008 - 06/01/2009 SUNSET FINANCIAL SERVICES, INC. (CRD#:3538) SHREVEPORT, LA
B
 08/17/2004 - 06/01/2009 SUNSET FINANCIAL SERVICES, INC. (CRD#:3538) SHREVEPORT, LA
B
 07/23/2003 - 08/24/2004 HIBERNIA INVESTMENTS, L.L.C. (CRD#:17526) NEW ORLEANS, LA
B
 10/22/2002 - 07/17/2003 SUNSET FINANCIAL SERVICES, INC. (CRD#:3538) KANSAS CITY, MO
IA
 07/31/2002 - 10/21/2002 CAMBRIDGE INVESTMENT RESERARCH, INC. (CRD#:39543) SHREVEPORT, LA
B
 04/12/2002 - 10/21/2002 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) FAIRFIELD, IA
B
 04/01/2002 - 04/15/2002 H.D. VEST INVESTMENT SERVICES (CRD#:13686) DALLAS, TX
B
 01/04/1999 - 04/01/2002 MARQUETTE FINANCIAL GROUP, INC. (CRD#:345) MINNEAPOLIS, MN
B
 09/10/1997 - 12/31/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.