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SARAH F FONG
CRD#: 2937709
IA
B
NEWEDGE ADVISORSCRD#: 171351 3800 Watt Avenue
Suite 147
Sacramento, CA 95821
Suite 147
Sacramento, CA 95821
NEWEDGE SECURITIES, LLCCRD#: 10674 3800 WATT AVENUE
SUITE 147
SACRAMENTO, CA 95821
SUITE 147
SACRAMENTO, CA 95821
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
Alabama 10/18/2010
B
Missouri 5/3/2004
B
Alaska 10/18/2010
B
Montana 5/3/2004
B
Arizona 5/3/2004
B
Nebraska 5/3/2004
B
Arkansas 10/18/2010
B
Nevada 5/3/2004
B
California 5/3/2004
B
New Hampshire 4/10/2014
IA
California 11/1/2021
B
New Jersey 7/27/2006
B
Colorado 5/3/2004
B
New Mexico 7/27/2006
B
Connecticut 5/3/2004
B
New York 3/15/2007
B
Delaware 10/18/2010
B
North Carolina 5/18/2006
B
District of Columbia 5/3/2004
B
North Dakota 5/3/2004
B
Florida 5/23/2006
B
Ohio 6/11/2004
B
Georgia 6/3/2004
B
Oklahoma 10/18/2010
B
Hawaii 4/10/2014
B
Oregon 5/3/2004
B
Idaho 5/3/2004
B
Pennsylvania 7/27/2006
B
Illinois 10/18/2010
B
Rhode Island 5/3/2004
B
Indiana 5/3/2004
B
South Carolina 10/18/2010
B
Iowa 5/3/2004
B
South Dakota 5/3/2004
B
Kansas 5/3/2004
B
Tennessee 6/3/2004
B
Kentucky 3/23/2005
B
Texas 5/3/2004
B
Louisiana 5/3/2004
B
Utah 5/3/2004
B
Maine 10/18/2010
B
Vermont 10/18/2010
B
Maryland 5/3/2004
B
Virginia 5/3/2004
B
Massachusetts 5/3/2004
B
Washington 7/27/2006
B
Michigan 7/27/2006
B
West Virginia 2/16/2006
B
Minnesota 5/3/2004
B
Wyoming 5/3/2004
B
Mississippi 5/3/2004
SRO Registrations
B
B
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IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 5/3/2004
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/04/2004 - 11/01/2021 | SACRAMENTO, CA | |
IA | 06/26/2002 - 05/04/2004 | SACRAMENTO, CA | |
B | 09/06/2000 - 05/03/2004 | SACRAMENTO, CA | |
B | 09/04/1997 - 08/30/2000 | SACRAMENTO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.