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TRACY MICHELE REDMON
TRACY M REDMON
CRD#: 2937042
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 295 N Hubbards Ln
Ste 204
Louisville, KY 40207
Registration History
199820002002200420062008201020122014201620182020202220242026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2003 - Present (21 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1997 - Present (27 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1997 - 2006 (8 years)
Disclosure(s)
View By:
8/13/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 3/17/2005

B
Michigan 6/12/2014

B
California 1/16/2001

B
Missouri 5/20/2024

B
Colorado 10/21/2004

B
North Carolina 1/29/2019

B
Florida 6/17/2003

B
Ohio 9/27/2001

B
Georgia 11/3/2006

B
Oklahoma 12/1/2016

B
Illinois 6/4/2001

B
Oregon 7/6/2023

B
Indiana 1/16/1998

B
Pennsylvania 2/21/2003

B
Iowa 12/1/2016

B
South Carolina 11/14/2024

B
Kentucky 10/24/1997

B
Tennessee 1/9/2014

IA
Kentucky 9/16/2003

B
Texas 6/4/2001

B
Maine 12/15/2016

IA
Texas 10/4/2006

B
Maryland 7/15/2024

B
Virginia 9/26/2017

B
Massachusetts 7/19/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
295 N Hubbards Ln Ste 204, Louisville, KY 40207
Louisville, KY
Registered with this firm since 9/16/2003

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
295 N Hubbards Ln Ste 204, Louisville, KY 40207
Louisville, KY
Registered with this firm since 10/1/1997

Previous Registration(s)
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B
10/01/1997 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.