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Detailed Report
Michael A Walenz
MICHAEL ANTON WALENZ, MICHAEL WALENZ
CRD#: 2936996
IA
Investment Adviser
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Previous Broker
CWM, LLCCRD#: 155344 200 N. Burlington, Ste. 200
Hastings, NE 68901
Registration History
20002002200420062008201020122014201620182020202220242026IACWM, LLC (CRD# 155344)2023 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)1999 - 2017 (18 years)IAONEDIGITAL INVESTMENT ADVISORS (CRD# 106766)2015 - 2024 (9 years)IABUKATY COMPANIES FINANCIAL SER... (CRD# 106766)2014 - 2014 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)1999 - 2014 (15 years)
License(s)

State Registrations

IA
Nebraska 11/1/2023
Current Registration(s)
IA
CWM, LLC (CRD#:155344)
200 N. Burlington, Ste. 200, Hastings, NE 68901
Registered with this firm since 11/1/2023
Previous Registration(s)
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 01/02/2015 - 01/31/2024 ONEDIGITAL INVESTMENT ADVISORS (CRD#:106766) HASTINGS, NE
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 02/09/1999 - 03/15/2017 LPL FINANCIAL LLC (CRD#:6413) HASTINGS, NE
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 03/27/2014 - 12/31/2014 BUKATY COMPANIES FINANCIAL SERVICES (CRD#:106766) HASTINGS, NE
IA
 03/04/1999 - 05/27/2014 LPL FINANCIAL LLC (CRD#:6413) HASTINGS, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.