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Detailed Report
ROBERT FRANCIS SULLIVAN
CRD#: 2936972
IA
Investment Adviser
B
Broker
CENTAURUS FINANCIAL, INC.CRD#: 30833 1563 POSTAL ROAD
SUITE #2A
CHESTER, MD 21619
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (1 year)2 FIRMS2003 - 2006 (3 years)2 FIRMS2006 - 2011 (4 years)2 FIRMS2011 - Present (13 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1997 - 2002 (4 years)BINTERNATIONAL MONEY MANAGEMENT... (CRD# 14367)1997 - 1997 (<1 year)IAWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)2000 - 2002 (2 years)
License(s)

State Registrations

IA
Delaware 8/24/2011
B
Maryland 6/17/2011
B
Delaware 3/17/2014
IA
Maryland 6/17/2011
B
Florida 7/27/2020
IA
Pennsylvania 10/21/2024
IA
Georgia 12/13/2017
IA
South Carolina 2/28/2022
B
Iowa 5/10/2016
IA
Washington 8/24/2011
IA
Iowa 5/12/2016
B
Washington 4/10/2014

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CENTAURUS FINANCIAL, INC. (CRD#:30833)
1563 POSTAL ROAD SUITE #2A, CHESTER, MD 21619
Registered with this firm since 6/17/2011
B
CENTAURUS FINANCIAL, INC. (CRD#:30833)
1563 POSTAL ROAD SUITE #2A, CHESTER, MD 21619
Registered with this firm since 6/17/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/29/2006 - 06/17/2011 GWN SECURITIES INC. (CRD#:128929) EASTON, MD
B
 09/29/2006 - 06/17/2011 GWN SECURITIES INC. (CRD#:128929) EASTON, MD
IA
 08/01/2003 - 10/16/2006 WALNUT STREET SECURITIES, INC. (CRD#:15840) EASTON, MD
B
 08/01/2003 - 10/16/2006 WALNUT STREET SECURITIES, INC. (CRD#:15840) EASTON, MD
IA
 06/28/2002 - 08/01/2003 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) EASTON , MD
B
 06/28/2002 - 08/01/2003 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) NEW YORK, NY
IA
 03/28/2000 - 07/01/2002 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) EASTON, MD
B
 09/24/1997 - 07/01/2002 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
 09/04/1997 - 09/30/1997 INTERNATIONAL MONEY MANAGEMENT GROUP, INC. (CRD#:14367) GRASONVILLE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.