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CODY JAMES LEWIS
Cody J Lewis
CRD#: 2936963
IA
Investment Adviser
PROACTIVE WEALTH MANAGEMENT, INC.CRD#: 301232 12525 S FORT STREET
DRAPER, UT 84020
Registration History
2002200420062008201020122014201620182020202220242026IAPROACTIVE WEALTH MANAGEMENT, INC. (CRD# 301232)2019 - Present (5 years)IAARS INVESTMENT ADVISORS, INC. (CRD# 293750)2018 - 2019 (<1 year)IAALLEGIS INVESTMENT ADVISORS, LLC (CRD# 157314)2016 - 2018 (1 year)IARETIREMENT WEALTH ADVISORS, INC. (CRD# 137658)2014 - 2016 (2 years)IACAPITAL ASSET ADVISORY SERVICE... (CRD# 110929)2013 - 2015 (1 year)IASPC (CRD# 110692)2010 - 2013 (3 years)IACAPITAL ASSET ADVISORY SERVICE... (CRD# 110929)2013 - 2013 (<1 year)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2007 - 2008 (1 year)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2002 - 2007 (5 years)
Disclosure(s)
View By:
4/28/2020
Financial
Final
2/28/2020
Financial
Final
2/28/2020
Financial
Final
9/13/2017
Financial
Final
License(s)

State Registrations

IA
Utah 9/26/2019

Current Registration(s)
IA
PROACTIVE WEALTH MANAGEMENT, INC. (CRD#:301232)
12525 S FORT STREET, DRAPER, UT 84020
Registered with this firm since 9/26/2019

Previous Registration(s)
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05/29/2018 - 04/11/2019 ARS INVESTMENT ADVISORS, INC. (CRD#:293750) BOUNTIFUL, UT
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10/05/2016 - 06/28/2018 ALLEGIS INVESTMENT ADVISORS, LLC (CRD#:157314) SOUTH JORDAN, UT
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09/12/2014 - 10/27/2016 RETIREMENT WEALTH ADVISORS, INC. (CRD#:137658) SOUTH JORDAN, UT
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11/18/2013 - 04/30/2015 CAPITAL ASSET ADVISORY SERVICES, LLC (CRD#:110929) HASLETT, MI
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01/13/2010 - 11/18/2013 SPC (CRD#:110692) SALT LAKE CITY, UT
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02/19/2013 - 02/22/2013 CAPITAL ASSET ADVISORY SERVICES, LLC (CRD#:110929) SOUTH JORDAN, UT
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09/11/2007 - 09/24/2008 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) SANDY, UT
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04/17/2002 - 08/29/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MIDVALE, UT
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Disclosures
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