Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
TODD RAYMOND TRAUTMAN
CRD#: 2936534
IA
Investment Adviser
PRODIGY ASSET MANAGEMENT LLCCRD#: 106457 13710 FNB PARKWAY, SUITE 205
OMAHA, NE 68154
Registration History
20122014201620182020202220242026IAPRODIGY ASSET MANAGEMENT LLC (CRD# 106457)2011 - Present (13 years)
License(s)

State Registrations

IA
Nebraska 11/17/2011
IA
Texas 11/17/2011
Current Registration(s)
IA
PRODIGY ASSET MANAGEMENT LLC (CRD#:106457)
13710 FNB PARKWAY, SUITE 205, OMAHA, NE 68154
Registered with this firm since 11/17/2011
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.