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Michael Eric Wegener
CRD#: 2936134
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 122 Uptown Drive
Suite 401
Bay City, MI 48708
Suite 401
Bay City, MI 48708
0
Disclosures
27
Years of Experience
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State Registrations
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Alabama 11/21/2023
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Michigan 5/10/2018
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California 4/18/2022
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Michigan 5/10/2018
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Colorado 2/13/2019
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Mississippi 9/9/2021
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Connecticut 3/19/2021
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Nebraska 12/4/2023
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Florida 5/10/2018
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New York 12/14/2020
B
Georgia 10/27/2022
B
Ohio 6/9/2022
B
Iowa 8/18/2022
B
Tennessee 6/20/2024
B
Kansas 9/20/2021
B
Texas 7/18/2024
B
Maryland 7/18/2022
B
Virginia 5/10/2018
SRO Registrations
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Registered with this firm since 5/10/2018
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Registered with this firm since 5/10/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2010 - 05/15/2018 | BAY CITY, MI | |
B | 10/01/2010 - 05/15/2018 | BAY CITY, MI | |
IA | 08/18/2010 - 09/30/2010 | SOUTHFIELD, MI | |
B | 02/13/2002 - 09/30/2010 | SOUTHFIELD, MI | |
B | 12/22/1999 - 02/13/2002 | CONSHOHOCKEN, PA | |
B | 11/13/1997 - 12/23/1999 | APPLETON, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.