Individual Firm
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DERRICK ANDREW SULLIVAN
SULLY SULLIVAN
CRD#: 2935164
IA
B
MORGAN STANLEYCRD#: 149777 850 Morrison Drive
Suite 800
Charleston, SC 29403
Suite 800
Charleston, SC 29403
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
Alabama 2/19/2025
B
Nevada 12/15/2016
B
Arkansas 3/17/2016
B
New Mexico 11/30/2017
B
California 6/1/2009
B
New York 6/1/2009
B
Colorado 2/23/2016
B
North Carolina 6/1/2009
B
Connecticut 6/1/2009
B
Ohio 2/10/2014
B
Florida 6/1/2009
B
Oregon 2/13/2023
B
Georgia 4/13/2011
B
Pennsylvania 6/1/2009
B
Illinois 1/11/2021
B
Rhode Island 6/1/2009
B
Kentucky 4/6/2016
B
South Carolina 6/1/2009
B
Louisiana 6/1/2009
IA
South Carolina 6/1/2009
B
Maine 4/18/2018
B
Tennessee 9/17/2013
B
Maryland 1/8/2020
B
Texas 6/1/2009
B
Massachusetts 8/27/2013
IA
Texas 5/5/2020
B
Michigan 6/1/2009
B
Virginia 6/1/2009
B
Minnesota 7/19/2024
B
Washington 9/17/2013
B
Montana 6/29/2021
B
Wisconsin 4/18/2018
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/27/2002 - 06/01/2009 | CHARLESTON, SC | |
B | 01/02/2002 - 06/01/2009 | CHARLESTON, SC | |
B | 12/19/1997 - 01/02/2002 | ATLANTA, GA | |
B | 09/03/1997 - 12/18/1997 | MINNEAPOLIS, MN | |
B | 09/03/1997 - 12/18/1997 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.