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SCARLETT CAROLINA LEIVA
SCARLETT C CHAMORRO, SCARLETT C LEIVA
CRD#: 2935072
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Citi Wealth Management, Risk/Supervision CRU
One Market Plaza, 40th Fl
San Francisco, CA 94105
Registration History
199820002002200420062008201020122014201620182020202220242026IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2023 - Present (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - Present (17 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2003 - 2007 (4 years)BCAL FED INVESTMENTS (CRD# 19631)1998 - 2003 (4 years)
License(s)

State Registrations

B
Alabama 8/24/2015

B
Montana 8/24/2015

B
Alaska 8/24/2015

B
Nebraska 8/24/2015

B
Arizona 8/24/2015

B
Nevada 5/29/2007

B
Arkansas 8/24/2015

B
New Hampshire 8/24/2015

B
California 5/29/2007

B
New Jersey 8/24/2015

IA
California 3/21/2023

B
New Mexico 8/24/2015

B
Colorado 8/24/2015

B
New York 8/24/2015

B
Connecticut 8/24/2015

B
North Carolina 8/26/2015

B
Delaware 8/24/2015

B
North Dakota 8/24/2015

B
District of Columbia 8/24/2015

B
Ohio 8/24/2015

B
Florida 8/24/2015

B
Oklahoma 8/24/2015

B
Georgia 8/24/2015

B
Oregon 8/24/2015

B
Hawaii 8/24/2015

B
Pennsylvania 8/24/2015

B
Idaho 8/24/2015

B
Puerto Rico 8/24/2015

B
Illinois 8/24/2015

B
Rhode Island 8/24/2015

B
Indiana 8/24/2015

B
South Carolina 8/24/2015

B
Iowa 8/24/2015

B
South Dakota 8/24/2015

B
Kansas 8/24/2015

B
Tennessee 8/24/2015

B
Kentucky 8/24/2015

B
Texas 8/24/2015

B
Louisiana 8/24/2015

B
Utah 8/24/2015

B
Maine 8/24/2015

B
Vermont 8/24/2015

B
Maryland 8/24/2015

B
Virgin Islands 8/24/2015

B
Massachusetts 8/24/2015

B
Virginia 8/24/2015

B
Michigan 8/24/2015

B
Washington 8/24/2015

B
Minnesota 8/24/2015

B
West Virginia 8/24/2015

B
Mississippi 8/24/2015

B
Wisconsin 8/24/2015

B
Missouri 8/24/2015

B
Wyoming 8/24/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Wealth Management, Risk/Supervision CRU One Market Plaza, 40th Fl, San Francisco, CA 94105
Antelope, CA
Registered with this firm since 3/21/2023

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Wealth Management, Risk/Supervision CRU One Market Plaza, 40th Fl, San Francisco, CA 94105
Antelope, CA
Registered with this firm since 5/29/2007

Previous Registration(s)
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B
02/05/2003 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) WEST SACRAMENTO, CA
B
08/14/1998 - 02/05/2003 CAL FED INVESTMENTS (CRD#:19631) SACRAMENTO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.