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Patricia Dailey
PATRICIA DAILEY, PATTI A DAILEY, PATTI ANN DAILEY, PATRICIA ANN DAILEY-YEAGLE, Patricia A Dailey…
CRD#: 2934514
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Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 PERU, IL
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (1 year)2 FIRMS2006 - 2006 (<1 year)3 FIRMS2006 - 2007 (<1 year)2 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)BREGULUS ADVISORS, LLC (CRD# 150631)2017 - 2018 (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - 2017 (<1 year)BBATES SECURITIES, INC. (CRD# 10759)2016 - 2016 (<1 year)BSCOTTRADE, INC. (CRD# 8206)2008 - 2016 (7 years)BAMCORE INVESTMENT SERVICES, INC (CRD# 27708)2007 - 2008 (1 year)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2003 - 2006 (2 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)1998 - 2001 (3 years)IABROOKSTONE CAPITAL MANAGEMENT LLC (CRD# 141413)2021 - 2021 (<1 year)IAREGAL INVESTMENT ADVISORS LLC (CRD# 125004)2018 - 2018 (<1 year)IALINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2004 - 2006 (2 years)
License(s)

State Registrations

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Illinois 9/27/2022

B
South Carolina 9/27/2022

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Illinois 9/27/2022

IA
South Carolina 9/28/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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LPL FINANCIAL LLC (CRD#:6413)
PERU, IL
Registered with this firm since 9/27/2022

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LPL FINANCIAL LLC (CRD#:6413)
PERU, IL
Registered with this firm since 9/27/2022

Previous Registration(s)
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04/05/2022 - 09/14/2022 AMERITAS ADVISORY SERVICES, LLC (CRD#:317245) YORKVILLE, IL
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04/05/2022 - 09/14/2022 AMERITAS INVESTMENT COMPANY, LLC (CRD#:14869) LINCOLN, NE
IA
09/23/2021 - 04/01/2022 PRIMERICA ADVISORS (CRD#:10111) DULUTH, GA
B
09/23/2021 - 04/01/2022 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
IA
08/18/2021 - 09/14/2021 BROOKSTONE CAPITAL MANAGEMENT LLC (CRD#:141413) WHEATON, IL
IA
11/08/2019 - 08/16/2021 PRIMERICA ADVISORS (CRD#:10111) DULUTH, GA
B
11/08/2019 - 08/16/2021 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
IA
08/20/2018 - 10/28/2019 HORACE MANN INVESTORS, INC. (CRD#:11643) SPRINGFIELD, IL
B
08/20/2018 - 10/28/2019 HORACE MANN INVESTORS, INC. (CRD#:11643) SPRINGFIELD, IL
IA
01/27/2018 - 08/10/2018 REGAL INVESTMENT ADVISORS LLC (CRD#:125004) Rockford, IL
B
11/06/2017 - 08/10/2018 REGULUS ADVISORS, LLC (CRD#:150631) Rockford, IL
B
06/12/2017 - 11/29/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) ROCKFORD, IL
B
02/02/2016 - 04/12/2016 BATES SECURITIES, INC. (CRD#:10759) ROCKFORD, IL
B
08/20/2008 - 01/29/2016 SCOTTRADE, INC. (CRD#:8206) ROCKFORD, IL
B
06/18/2007 - 07/31/2008 AMCORE INVESTMENT SERVICES, INC (CRD#:27708) FREEPORT, IL
IA
12/14/2006 - 05/14/2007 METLIFE SECURITIES INC. (CRD#:14251) CHICAGO, IL
B
11/27/2006 - 05/14/2007 METLIFE SECURITIES INC. (CRD#:14251) CHICAGO, IL
B
11/27/2006 - 05/14/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
IA
08/02/2006 - 11/16/2006 COUNTRY TRUST BANK (CRD#:109487) FREEPORT, IL
B
07/31/2006 - 11/16/2006 COUNTRY CAPITAL MANAGEMENT COMPANY (CRD#:12060) FREEPORT, IL
IA
03/15/2004 - 05/04/2006 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FREEPORT, IL
B
11/20/2003 - 05/04/2006 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FREEPORT, IL
B
04/10/2002 - 06/26/2003 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
IA
06/03/2002 - 04/14/2003 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) FREEPORT, IL
B
01/15/1998 - 05/02/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.