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MARC STEPHEN IRION II
MARC S II IRION, MARK IRION II, MARC STEPHEN IRION II II
CRD#: 2934094
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 13515 BELL TOWER DR STE 100
FORT MYERS, FL 33907
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2020 - Present (5 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2009 - 2020 (11 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1997 - 2007 (9 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2010 - 2020 (9 years)
Disclosure(s)
View By:
4/22/2010
Customer Dispute
Settled
7/26/2005
Customer Dispute
Denied
6/16/2004
Customer Dispute
Settled
9/18/2003
Customer Dispute
Settled
License(s)

State Registrations

B
Colorado 1/16/2024

B
Nevada 10/9/2020

B
Connecticut 7/26/2024

B
New Jersey 2/14/2020

B
Delaware 3/9/2020

B
North Carolina 2/14/2020

B
Florida 2/14/2020

B
Ohio 2/14/2020

IA
Florida 6/22/2022

B
Pennsylvania 2/14/2020

B
Georgia 2/17/2020

IA
Pennsylvania 2/14/2020

B
Illinois 10/16/2023

B
South Carolina 11/15/2024

B
Maryland 2/14/2020

B
Vermont 12/2/2022

B
Missouri 1/16/2024

B
Virginia 2/14/2020

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
13515 BELL TOWER DR STE 100, FORT MYERS, FL 33907
CAPE CORAL, FL
Registered with this firm since 2/14/2020

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
13515 BELL TOWER DR STE 100, FORT MYERS, FL 33907
CAPE CORAL, FL
Registered with this firm since 2/14/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/18/2010 - 02/25/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) CONSHOHOCKEN, PA
B
01/09/2009 - 02/25/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) CONSHOHOCKEN, PA
B
04/02/2007 - 01/27/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WAYNE, PA
B
08/26/1997 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) WAYNE, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.