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THAXTON THRASHER PETERSON
PETER PETERSON, THAXTON T PETERSON
CRD#: 2934005
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8601 N SCOTTSDALE RD STE 100
[VA-RBO]
SCOTTSDALE, AZ 85253
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2013 (4 years)2 FIRMS2013 - 2022 (9 years)2 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2008 (10 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2008 (9 years)
License(s)

State Registrations

B
Arizona 4/28/2022

B
Oregon 4/28/2022

IA
Arizona 5/5/2022

B
Texas 10/31/2023

B
California 4/28/2022

IA
Texas 10/31/2023

B
Connecticut 4/28/2022

B
Utah 4/28/2022

B
Illinois 4/28/2022

B
Washington 11/26/2024

B
New York 4/28/2022

B
Wyoming 5/6/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8601 N SCOTTSDALE RD STE 100 [VA-RBO], SCOTTSDALE, AZ 85253
Registered with this firm since 5/5/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8601 N SCOTTSDALE RD STE 100 [VA-RBO], SCOTTSDALE, AZ 85253
Registered with this firm since 4/28/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/14/2013 - 05/02/2022 MORGAN STANLEY (CRD#:149777) PHOENIX, AZ
B
02/01/2013 - 05/02/2022 MORGAN STANLEY (CRD#:149777) PHOENIX, AZ
IA
11/14/2008 - 02/11/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) PHOENIX, AZ
B
11/14/2008 - 02/11/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) PHOENIX, AZ
IA
12/16/1998 - 11/18/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PHOENIX, AZ
B
12/19/1997 - 11/18/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PHOENIX, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.