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Detailed Report
CHRIS JON KNABE
CHRIS J KNABE
CRD#: 2933470
IA
Investment Adviser
B
Broker
CUSO FINANCIAL SERVICES, L.P.CRD#: 42132 1460 W Southlake Blvd
Southlake, TX 76092
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2004 (1 year)2 FIRMS2004 - 2007 (2 years)2 FIRMS2007 - 2011 (4 years)2 FIRMS2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2011 - 2018 (6 years)BFRANKLIN FINANCIAL SERVICES CO... (CRD# 5435)2002 - 2002 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2002 (4 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2018 (<1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2012 - 2018 (6 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1998 - 2002 (4 years)
Disclosure(s)
View By:
1/6/2025
Judgment / Lien
12/18/2024
Judgment / Lien
12/4/2024
Judgment / Lien
License(s)

State Registrations

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Colorado 7/9/2021
B
Texas 10/1/2018
B
Minnesota 11/2/2023
IA
Texas 10/1/2018
B
North Carolina 9/4/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CUSO FINANCIAL SERVICES, L.P. (CRD#:42132)
1460 W Southlake Blvd, Southlake, TX 76092
1617 West 7th Street, Fort Worth, TX 76102
Registered with this firm since 10/1/2018
B
CUSO FINANCIAL SERVICES, L.P. (CRD#:42132)
1460 W Southlake Blvd, Southlake, TX 76092
1617 West 7th Street, Fort Worth, TX 76102
Registered with this firm since 10/1/2018
Previous Registration(s)
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 07/13/2018 - 09/26/2018 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
B
 12/06/2011 - 09/24/2018 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
IA
 01/04/2012 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) WESTLAKE, TX
IA
 09/10/2007 - 11/22/2011 LPL FINANCIAL LLC (CRD#:6413) FLOWER MOUND, TX
B
 09/10/2007 - 11/22/2011 LPL FINANCIAL LLC (CRD#:6413) FLOWER MOUND, TX
IA
 10/12/2004 - 08/28/2007 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) ROANOKE, TX
B
 09/17/2004 - 08/28/2007 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) ROANOKE, TX
IA
 10/21/2002 - 09/16/2004 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) FRISCO, TX
B
 10/01/2002 - 09/16/2004 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) PHOENIX, AZ
B
 08/28/2002 - 10/01/2002 FRANKLIN FINANCIAL SERVICES CORPORATION (CRD#:5435) HOUSTON, TX
IA
 01/11/1998 - 08/20/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) IRVING, TX
B
 12/05/1997 - 08/20/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.