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CLAYTON CHRISTOPHER SCHOLAND
CRD#: 2933298
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 6100 FAIRVIEW ROAD
9TH FLOOR
CHARLOTTE, NC 28211
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - Present (15 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)2000 - 2005 (5 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1998 - 2000 (1 year)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)1998 - 1998 (<1 year)IALEGG MASON WOOD WALKER INC (CRD# 6555)2001 - 2005 (3 years)
License(s)

State Registrations

B
Alabama 6/24/2010

B
New Jersey 4/28/2009

B
Arkansas 4/28/2009

B
New York 4/28/2009

B
California 4/28/2009

B
North Carolina 4/28/2009

B
Colorado 4/28/2009

IA
North Carolina 4/28/2009

B
Connecticut 6/27/2022

B
Ohio 4/28/2009

B
Delaware 6/27/2022

B
Oklahoma 6/27/2022

B
Florida 4/28/2009

B
Pennsylvania 4/28/2009

B
Georgia 4/28/2009

B
Rhode Island 6/27/2022

B
Kansas 3/13/2017

B
South Carolina 4/28/2009

B
Kentucky 5/21/2018

B
Tennessee 4/28/2009

B
Louisiana 6/27/2022

B
Texas 4/28/2009

B
Maryland 5/4/2015

IA
Texas 8/18/2009

B
Massachusetts 6/27/2022

B
Virginia 4/28/2009

B
Michigan 6/27/2022

B
Washington 1/19/2022

B
Missouri 9/27/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
6100 FAIRVIEW ROAD 9TH FLOOR, CHARLOTTE, NC 28211
Concord, NC
Registered with this firm since 4/28/2009

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
6100 FAIRVIEW ROAD 9TH FLOOR, CHARLOTTE, NC 28211
Concord, NC
Registered with this firm since 4/28/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/14/2005 - 05/15/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHARLOTTE, NC
B
02/14/2005 - 05/15/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHARLOTTE, NC
IA
12/31/2001 - 02/16/2005 LEGG MASON WOOD WALKER INC (CRD#:6555) CHARLOTTE, NC
B
01/12/2000 - 02/16/2005 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
03/05/1998 - 01/06/2000 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
01/20/1998 - 03/25/1998 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.